feat(#72): 预警规则与阈值设定(声明式AlertRule三级severity+SOP联动,PRD 5.3 ③ 场景A)
把行业知识——预警分级(P0/P1/P2)+阈值+处置SOP——外置为模板配置(PRD line 152/171 阈值外置,行业工程师配置台维护),规则引擎零改动。 - alert_rules.py:AlertSeverity(P0/P1/P2) + AlertCondition(6 运算) + AlertRule(AND 语义) + AlertRuleEngine(按 severity 降序 + primary_alert) + 零依赖 YAML 解析(flow map)。 - config/alert_rules.template.yaml:6 条规则,特征名对齐 #70 FeatureSpec.name,sop 引用 异常处置 SOP(供 #11 LLM 报警解释 + 驾驶舱红色告警 + 值班长确认,PRD 场景A)。 - tests/test_alert_rules.py:16 项单测(运算/规则/引擎排序/配置/端到端P0)全通过。 - _sanity_check_rules.py:冒烟(正常无告警 + 急升温P0)。 PRD line 333:关键告警不直接联动执行机构,高利害输出人工确认 → severity 分级支撑。
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# -*- coding: utf-8 -*-
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"""炉层杂质预警规则引擎单元测试(Issue #72)。
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覆盖:
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- AlertCondition 运算匹配(含缺失值不触发、未知 op 拒绝);
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- AlertRule AND 语义、空条件拒绝、id 重复拒绝;
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- AlertSeverity 排序(primary_alert 取最高);
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- AlertRuleEngine.evaluate 命中(多规则按 severity 降序);
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- 模板配置 YAML 加载(含 flow map condition、错误 severity/op 拒绝);
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- 端到端:模板资产加载 → 急升温特征向量 → P0 命中(场景A 红色告警)。
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"""
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import math
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import os
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import sys
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import unittest
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sys.path.insert(0, os.path.dirname(os.path.abspath(__file__)))
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import _bootstrap # noqa: F401 挂载 impurity_forecast 包
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from impurity_forecast import ( # noqa: E402
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Alert,
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AlertCondition,
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AlertRule,
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AlertRuleEngine,
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AlertSeverity,
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load_alert_rules_config,
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)
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NAN = float("nan")
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CONFIG_PATH = os.path.join(
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os.path.dirname(os.path.dirname(os.path.abspath(__file__))),
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"config", "alert_rules.template.yaml")
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# ---------------------------------------------------------------------------
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# 1. AlertCondition
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# ---------------------------------------------------------------------------
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class AlertConditionTest(unittest.TestCase):
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def test_ops(self):
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self.assertTrue(AlertCondition("x", ">", 10).matches({"x": 11}))
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self.assertTrue(AlertCondition("x", ">=", 10).matches({"x": 10}))
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self.assertTrue(AlertCondition("x", "<", 10).matches({"x": 9}))
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self.assertTrue(AlertCondition("x", "<=", 10).matches({"x": 10}))
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self.assertTrue(AlertCondition("x", "==", 10).matches({"x": 10}))
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self.assertFalse(AlertCondition("x", ">", 10).matches({"x": 10}))
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def test_missing_value_not_match(self):
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self.assertFalse(AlertCondition("x", ">", 10).matches({"x": NAN}))
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self.assertFalse(AlertCondition("x", ">", 10).matches({"y": 100}))
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def test_unknown_op_rejected(self):
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with self.assertRaises(ValueError):
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AlertCondition("x", "!=", 10)
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# ---------------------------------------------------------------------------
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# 2. AlertRule
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# ---------------------------------------------------------------------------
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class AlertRuleTest(unittest.TestCase):
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def test_and_semantics(self):
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rule = AlertRule(id="r1", severity=AlertSeverity.P0, conditions=[
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AlertCondition("a", ">", 10),
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AlertCondition("b", "<", 5),
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])
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self.assertTrue(rule.matches({"a": 11, "b": 4}))
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self.assertFalse(rule.matches({"a": 11, "b": 6})) # b 不满足
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self.assertFalse(rule.matches({"a": 9, "b": 4})) # a 不满足
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def test_empty_conditions_rejected(self):
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with self.assertRaises(ValueError):
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AlertRule(id="r", severity=AlertSeverity.P0, conditions=[])
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def test_empty_id_rejected(self):
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with self.assertRaises(ValueError):
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AlertRule(id="", severity=AlertSeverity.P0,
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conditions=[AlertCondition("a", ">", 1)])
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def test_describe(self):
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rule = AlertRule(id="r1", severity=AlertSeverity.P0, conditions=[
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AlertCondition("炉温_ema5", ">", 900.0),
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])
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self.assertIn("P0", rule.describe())
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self.assertIn("炉温_ema5>900.0", rule.describe())
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# ---------------------------------------------------------------------------
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# 3. AlertRuleEngine
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# ---------------------------------------------------------------------------
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class AlertRuleEngineTest(unittest.TestCase):
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def _engine(self) -> AlertRuleEngine:
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return AlertRuleEngine([
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AlertRule(id="p0_rule", severity=AlertSeverity.P0, conditions=[
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AlertCondition("炉温", ">", 900.0)]),
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AlertRule(id="p1_rule", severity=AlertSeverity.P1, conditions=[
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AlertCondition("氯气", ">", 8.0)]),
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AlertRule(id="p2_rule", severity=AlertSeverity.P2, conditions=[
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AlertCondition("炉温", ">", 880.0)]),
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])
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def test_empty_rules_rejected(self):
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with self.assertRaises(ValueError):
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AlertRuleEngine([])
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def test_duplicate_id_rejected(self):
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with self.assertRaises(ValueError):
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AlertRuleEngine([
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AlertRule(id="dup", severity=AlertSeverity.P0,
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conditions=[AlertCondition("a", ">", 1)]),
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AlertRule(id="dup", severity=AlertSeverity.P1,
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conditions=[AlertCondition("b", ">", 1)]),
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])
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def test_evaluate_returns_sorted_by_severity(self):
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eng = self._engine()
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# 炉温=890 同时命中 p2(>880);氯气=10 命中 p1
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alerts = eng.evaluate(100, {"炉温": 890.0, "氯气": 10.0})
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ids = [a.rule_id for a in alerts]
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self.assertEqual(ids, ["p1_rule", "p2_rule"]) # P1 > P2
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self.assertEqual([a.severity for a in alerts],
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[AlertSeverity.P1, AlertSeverity.P2])
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def test_primary_alert_picks_highest(self):
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eng = self._engine()
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# 炉温=920 命中 p0 + p2 → 主告警 P0
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alerts = eng.evaluate(100, {"炉温": 920.0})
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primary = eng.primary_alert(alerts)
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self.assertIsNotNone(primary)
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self.assertEqual(primary.severity, AlertSeverity.P0)
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def test_no_hit_returns_empty(self):
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eng = self._engine()
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self.assertEqual(eng.evaluate(100, {"炉温": 850.0, "氯气": 5.0}), [])
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self.assertIsNone(eng.primary_alert([]))
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# ---------------------------------------------------------------------------
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# 4. 模板配置 YAML 加载
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# ---------------------------------------------------------------------------
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class ConfigLoadTest(unittest.TestCase):
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def test_load_template_config(self):
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cfg = load_alert_rules_config(CONFIG_PATH)
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self.assertEqual(cfg.template, "ti-cl4")
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self.assertGreaterEqual(len(cfg.rules), 5)
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ids = [r.id for r in cfg.rules]
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self.assertIn("bed_temp_critical", ids)
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self.assertIn("cl2_flow_warning", ids)
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def test_flow_map_condition_parsed(self):
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cfg = load_alert_rules_config(CONFIG_PATH)
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r = next(x for x in cfg.rules if x.id == "bed_temp_critical")
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self.assertEqual(r.severity, AlertSeverity.P0)
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self.assertEqual(r.conditions[0].feature, "炉温_ema5")
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self.assertEqual(r.conditions[0].op, ">")
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self.assertEqual(r.conditions[0].threshold, 900.0)
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self.assertEqual(r.sop, "SOP-CL-001")
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def test_engine_from_template_config(self):
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eng = AlertRuleEngine.from_template_config(CONFIG_PATH)
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# 炉温_ema5=920 命中 bed_temp_critical (P0) + bed_temp_near_limit (P2)
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alerts = eng.evaluate(1, {"炉温_ema5": 920.0})
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ids = [a.rule_id for a in alerts]
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self.assertIn("bed_temp_critical", ids)
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self.assertEqual(eng.primary_alert(alerts).severity, AlertSeverity.P0)
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# ---------------------------------------------------------------------------
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# 5. 端到端:急升温场景命中 P0(PRD 场景A 红色告警)
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# ---------------------------------------------------------------------------
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class EndToEndScenarioATest(unittest.TestCase):
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def test_rising_temp_triggers_p0(self):
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"""模拟炉层杂质富集的急升温:规则引擎应在 ema 平滑值越界时产出 P0 告警。"""
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eng = AlertRuleEngine.from_template_config(CONFIG_PATH)
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# 特征向量:炉温_ema5 越过 900 上限
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values = {"炉温_ema5": 905.0, "炉温_rate10": 0.06,
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"氯气流量_std10": 5.0, "炉压_rate10": 0.02,
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"炉层状态_mean10": 60.0}
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alerts = eng.evaluate(timestamp=100, values=values)
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primary = eng.primary_alert(alerts)
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self.assertIsNotNone(primary, "急升温应触发预警")
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self.assertEqual(primary.severity, AlertSeverity.P0,
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"主告警应为 P0 红色告警")
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# 命中的 P0 规则应有处置 SOP(供 LLM 报警解释 + 值班长确认)
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self.assertTrue(any(a.sop for a in alerts if a.severity == AlertSeverity.P0))
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if __name__ == "__main__":
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unittest.main(verbosity=2)
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